Embattled investment manager Western Asset Management Co. announced Tuesday the appointment of Thomas Gahan as president and ...

The firm is shaking up its leadership amid allegations from the SEC and Justice Department that its fallen star manager Ken ...

The Securities and Exchange Commission (SEC) filed fraud charges against a former executive at an asset management firm.© ...

The Securities and Exchange Commission (SEC) on Monday announced fraud charges against Stephen Kenneth ("Ken") Leech, the ...

NEW YORK - ( NewMediaWire) - November 29, 2024 - Kaplan Fox & Kilsheimer LLP is investigating securities violations against Franklin Resources, Inc. (“Franklin” or the “Company”) (NYSE: BEN), also ...

Law Offices of Howard G. Smith continues its investigation on behalf of Franklin Resources, Inc. ("Franklin" or the "Company") (NYSE: BEN) investors concerning the Company's possible violations of ...

Glancy Prongay & Murray LLP ("GPM"), a leading national shareholder rights law firm, continues its investigation on behalf of Franklin Resources, Inc. ("Franklin" or the "Company") (NYSE: BEN) ...

NEW YORK - ( NewMediaWire) - November 27, 2024 - Kaplan Fox & Kilsheimer LLP is investigating securities violations against Franklin Resources, Inc. (“Franklin” or the “Company”) (NYSE: BEN), also ...

The Securities and Exchange Commission announced fraud charges against Stephen Kenneth Leech, the former co-chief investment officer of registered investment adviser Western Asset Management Company ...

The Law Offices of Frank R. Cruz continues its investigation of Franklin Resources, Inc. (“Franklin” or the “Company”) (NYSE: ...

Western Asset Management Company’s former Chief Investment Officer Ken Leech was charged by the US Department of Justice with ...

Investment firms are scrutinizing their own trade management practices as regulatory scrutiny is expected to increase.