December 05, 2024 - Kaplan Fox & Kilsheimer LLP is investigating securities violations against Franklin Resources, Inc. (“Franklin” or the “Compa ...
International Business Machines Corp. was a beneficiary of Ken Leech’s alleged “cherry-picking” scheme referenced in criminal ...
The Securities and Exchange Commission (SEC) on Monday announced fraud charges against Stephen Kenneth ("Ken") Leech, the ...
Kenneth Leech, the former co-chief investment officer of Western Asset Management Co, was criminally charged on Monday with ...
Ken Leech faces charges of investment adviser fraud, securities fraud, commodity trading adviser fraud and commodities fraud, ...
At first blush, the U.S. case against star bond trader Ken Leech centers on a quirk in procedures: The former co-chief ...
Kenneth Leech (“Leech”), the former co-Chief Investment Officer of WAMCO for “engaging in a multi-year scheme to allocate favorable trades to certain portfolios, while allocating unfavorable trades to ...
Gahan succeeds James W. Hirschmann III, who assumes the role of chairman, said a Dec. 3 news release. Gahan currently serves ...
The Securities and Exchange Commission (SEC) filed fraud charges against a former executive at an asset management firm.© ...
Federal prosecutors have brought fraud charges against world-renowned bond fund manager Ken Leech, saying he committed fraud by directing more than $600 million in profitable, cherry-picked trades to ...
Kenneth Leech, the former co-chief investment officer of Western Asset Management Co, was criminally charged on Monday with ...
Kenneth Leech, the former co-chief investment officer of Western Asset Management Co, was charged by U.S. authorities on ...